Revision Practice Advisory - Revision-heute

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Revision Practice Advisory

Interne Revision

1000-1​

Internal Audit Charter​

January 2009​

1110-1​

Organizational Independence​

January 2009​​

1111-1​

Board Interaction​​

January 2009​​

1120-1​

Individual Objectivity

January 2009​​

1130-1​

Impairment to Independence or Objectivity

January 2009​​

1130.A1-1​

Assessing Operations for Which Internal Auditors Were Previously Responsible​

January 2009​​

1130.A2-1​

Internal Audit’s Responsibility for Other (Non-audit) Functions​

January 2009​​

1200-1​

Proficiency and Due Professional Care​

January 2009​​

1210-1​

Proficiency

January 2009​​

1210.A1-1​

Obtaining External Service Providers to Support or Complement the Internal Audit Activity​

January 2009​​

1220-1​

Due Professional Care​

January 2009​​

1230-1​

Continuing Professional Development​

January 2009​​

1300-1​

Quality Assurance and Improvement Program​

January 2009​​

1310-1​

Requirements of the Quality Assurance and Improvement Program​

January 2009

1311-1​

Internal Assessments

January 2009​​

1312-1​

External Assessments​

January 2009​​

1312-2​

External Assessments: Self Assessment with Independent Validation​

January 2009​​

1312-3​

Independence of External Assessment Team in the Private Sector​

June 2011

1312-4​

Independence of the External Assessment Team in the Public Sector​

June 2011

1321-1​

Use of “Conforms with the International Standards for the Professional Practice of Internal Auditing”

January 2009​​

2010-1​

Linking the Audit Plan to Risk and Exposures​

January 2009​​

2010-2

Using the Risk Management Process in Internal Audit Planning​

July 2009​

2020-1​

Communication and Approval

January 2009​​

2030-1​

Resource Management​

January 2009​​

2040-1​

Policies and Procedures

January 2009​​

2050-1​

Coordination

January 2009​​

2050-2​

Assurance Maps

July 2009​

2050-3​

Relying on the Work of Other Assurance Providers​

October 2010​

2060-1​

Reporting to Senior Management and the Board

May 2010​

2110-1​

Governance: Definition​

April 2010

2110-2​

Governance: Relationship With Risk and Control ​

April 2010​​

2110-3​

Governance: Assessments​

April 2010

2120-1​

Assessing the Adequacy of Risk Management Processes​

January 2009​​

2120-2​

Managing the Risk of the Internal Audit Activity​

April 2009​​

​2120-3

NEW!Internal Audit Coverage of Risks to Achieving Strategic Objectives

​June 2013

2130-1​

Assessing the Adequacy of Control Processes​

January 2009

2130.A1-1​

Information Reliability and Integrity

January 2009​​

2130.A1-2​

Evaluating an Organization’s Privacy Framework

January 2009​​

2200-1​

Engagement Planning

January 2009​​

2200-2​

Using a Top-down, Risk-based Approach to Identify the Controls to be Assessed in an Internal Audit Engagement​

April 2010​​

2210-1​

Engagement Objectives

January 2009​​

2210.A1-1​

Risk Assessment in Engagement Planning​

January 2009​​

2230-1​

Engagement Resource Allocation

January 2009​​

2240-1​

Engagement Work Program

January 2009​​

2300-1​

Use of Personal Information in Conducting Engagements​

May 2010​

2320-1​

Analytical Procedures

May 2010

2320-2​

Root Cause Analysis​

December 2011

​2320-3

NEW!Audit Sampling

May 2013​

2330-1​

Documenting Information​

January 2009​​

2330.A1-1​

Control of Engagement Records​

January 2009​​

2330.A1-2​

Granting Access to Engagement Records​

May 2010​

2330.A2-1​

Retention of Records​

January 2009​​

2340-1​

Engagement Supervision​

January 2009​​

2400-1​

Legal Considerations in Communicating Results ​

May 2010​

2410-1​

Communication Criteria

January 2009​​

2420-1​

Quality of Communications​

January 2009​​

2440.A2-1​

Communications Outside the Organization

May 2010​

2440-1​

Disseminating Results

January 2009​​

2440-2​

Communicating Sensitive Information Within and Outside the Chain of Command​

May 2010​

2500-1​

Monitoring Progress ​

January 2009​​

2500.A1-1​

Follow-up Process

January 2009

 

 
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